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Detailed Report
SEAN DAVID MOYLAN
CRD#: 4669828
IA
Investment Adviser
B
Broker
OSAIC ADVISORY SERVICES, LLCCRD#: 171070 2300 WINDY RIDGE PARKWAY
SUITE 750
ATLANTA, GA 30339
OSAIC WEALTH, INC.CRD#: 23131 1010 S 120TH STREET
SUITE 320
OMAHA, NE 68154
Registration History
200620082010201220142016201820202022202420263 FIRMS2024 - Present (<1 year)BSECURITIES AMERICA, INC. (CRD# 10205)2006 - 2024 (18 years)IAARBOR POINT ADVISORS (CRD# 165127)2017 - 2024 (7 years)IASECURITIES AMERICA ADVISORS, INC. (CRD# 110518)2012 - 2024 (12 years)
License(s)

State Registrations

B
Alabama 6/14/2024
B
Nebraska 6/14/2024
B
Alaska 6/14/2024
IA
Nebraska 6/14/2024
B
Arizona 6/14/2024
B
Nevada 6/14/2024
B
Arkansas 6/14/2024
B
New Mexico 6/14/2024
B
California 6/14/2024
B
New York 6/14/2024
B
Colorado 6/14/2024
B
North Carolina 6/14/2024
B
Florida 6/14/2024
IA
North Carolina 6/14/2024
IA
Florida 9/27/2024
B
Ohio 6/14/2024
B
Georgia 6/14/2024
B
Oklahoma 6/14/2024
B
Idaho 6/14/2024
B
Oregon 6/14/2024
B
Illinois 6/14/2024
B
Pennsylvania 6/14/2024
B
Indiana 6/14/2024
B
Rhode Island 6/14/2024
B
Iowa 6/14/2024
B
South Carolina 6/14/2024
B
Kansas 6/14/2024
B
South Dakota 6/14/2024
B
Louisiana 6/14/2024
B
Tennessee 6/14/2024
B
Maine 6/14/2024
B
Texas 6/14/2024
B
Maryland 6/14/2024
IA
Texas 6/14/2024
B
Massachusetts 6/14/2024
B
Utah 6/14/2024
B
Michigan 6/14/2024
B
Virginia 6/14/2024
B
Minnesota 6/14/2024
B
Washington 6/14/2024
B
Missouri 6/14/2024
B
Wisconsin 6/14/2024
B
Montana 6/14/2024
B
Wyoming 6/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC ADVISORY SERVICES, LLC (CRD#:171070)
2300 WINDY RIDGE PARKWAY SUITE 750, ATLANTA, GA 30339
Registered with this firm since 11/8/2024
IA
OSAIC WEALTH, INC. (CRD#:23131)
1010 S 120TH STREET SUITE 320, OMAHA, NE 68154
Registered with this firm since 6/14/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
1010 S 120TH STREET SUITE 320, OMAHA, NE 68154
Registered with this firm since 6/14/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/17/2017 - 11/08/2024 ARBOR POINT ADVISORS (CRD#:165127) OMAHA, NE
IA
 02/08/2012 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) OMAHA, NE
B
 06/13/2006 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) OMAHA, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.