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ERIC PAUL HERRIED
CRD#: 4669024
IA
Investment Adviser
B
Broker
EAGLE STRATEGIES LLCCRD#: 110826 4915 E SUPERIOR ST
SUITE 300
DULUTH, MN 55804
NYLIFE SECURITIES LLCCRD#: 5167 DULUTH, MN
Registration History
200420062008201020122014201620182020202220242026IAEAGLE STRATEGIES LLC (CRD# 110826)2014 - Present (11 years)BNYLIFE SECURITIES LLC (CRD# 5167)2006 - Present (18 years)BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2003 - 2006 (2 years)
Disclosure(s)
View By:
2/2/2016
Financial
Final
License(s)

State Registrations

B
Alaska 6/11/2024

IA
Minnesota 1/8/2014

B
Arizona 7/12/2024

B
Oregon 1/20/2023

B
California 6/18/2021

B
Texas 6/3/2021

B
Colorado 1/21/2010

IA
Texas 6/16/2021

B
Florida 10/29/2024

B
Virginia 11/20/2024

B
Georgia 12/17/2018

B
Washington 11/27/2017

B
Minnesota 3/14/2006

B
Wisconsin 7/6/2006

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EAGLE STRATEGIES LLC (CRD#:110826)
4915 E SUPERIOR ST SUITE 300, DULUTH, MN 55804
Registered with this firm since 1/8/2014

B
NYLIFE SECURITIES LLC (CRD#:5167)
DULUTH, MN
Registered with this firm since 3/14/2006

Previous Registration(s)
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B
06/30/2003 - 02/15/2006 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.