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Detailed Report
SHELLY ELIZABETH DELUCAS
SHELLY ELIZABETH DELUCAS MISS
CRD#: 4668883
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 1070 Yard Street
Columbus (Grandview), OH 43212
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2008 - 2012 (4 years)2 FIRMS2012 - 2018 (5 years)2 FIRMS2018 - Present (7 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2003 - 2008 (4 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2005 - 2008 (2 years)
Disclosure(s)
View By:
1/12/2017
Financial
Final
License(s)

State Registrations

B
Florida 1/18/2018
B
Ohio 1/18/2018
B
Missouri 1/18/2018
IA
Ohio 1/18/2018

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
1070 Yard Street, Columbus (Grandview), OH 43212
Registered with this firm since 1/18/2018
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
1070 Yard Street, Columbus (Grandview), OH 43212
Registered with this firm since 1/18/2018
Previous Registration(s)
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IA
 05/29/2012 - 01/19/2018 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) UPPER ARLINGTON, OH
B
 06/06/2012 - 01/19/2018 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) UPPER ARLINGTON, OH
IA
 01/01/2008 - 05/29/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) DUBLIN, OH
B
 01/01/2008 - 05/29/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) DUBLIN, OH
B
 06/25/2003 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) DUBLIN, OH
IA
 06/21/2005 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) DUBLIN, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.