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Detailed Report
DEANNA THOMPSON
DEANNA DALE DEL MASTRO, DEANNA DEL MASTRO
CRD#: 4668819
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 800 E COLORADO BLVD
PASADENA, CA 91101
Registration History
200420062008201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2010 - Present (15 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2009 - Present (15 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2003 - 2009 (6 years)
License(s)

State Registrations

B
Arizona 10/23/2009
B
New Jersey 10/23/2009
B
Arkansas 3/15/2022
B
New Mexico 1/27/2021
B
California 10/23/2009
B
New York 10/23/2009
IA
California 1/7/2010
B
North Carolina 10/29/2020
B
Colorado 10/5/2015
B
Ohio 5/3/2021
B
Delaware 1/27/2021
B
Oklahoma 1/19/2022
B
Florida 10/23/2009
B
Oregon 10/23/2009
B
Georgia 10/23/2009
B
Pennsylvania 1/2/2025
B
Hawaii 10/23/2009
B
Rhode Island 1/27/2021
B
Idaho 8/1/2022
B
Tennessee 10/3/2022
B
Illinois 10/23/2009
B
Texas 10/23/2009
B
Indiana 10/23/2009
IA
Texas 2/15/2013
B
Kansas 10/23/2009
B
Utah 1/27/2021
B
Massachusetts 10/23/2009
B
Virginia 1/2/2015
B
Michigan 3/21/2025
B
Washington 10/23/2009
B
Minnesota 2/9/2023
B
Wisconsin 6/12/2024
B
Nevada 10/23/2009
B
Wyoming 1/27/2021

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 E COLORADO BLVD, PASADENA, CA 91101
Registered with this firm since 1/7/2010
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 E COLORADO BLVD, PASADENA, CA 91101
Registered with this firm since 10/23/2009
Previous Registration(s)
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B
 06/10/2003 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) GLENDALE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.