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Detailed Report
SYDNEY P. RICCIO
SYDNEY COLBY, SYDNEY MAAL, SYDNEY PETERSON
CRD#: 4668239
IA
Investment Adviser
B
Broker
COOPER MCMANUSCRD#: 111458 9870 RESEARCH DR
IRVINE, CA 92618-4310
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 9870 Research Dr.
Irvine, CA 92618
Registration History
200420062008201020122014201620182020202220242026BCAMBRIDGE INVESTMENT RESEARCH,... (CRD# 39543)2020 - Present (5 years)IACOOPER MCMANUS (CRD# 111458)2012 - Present (13 years)BSECURITIES AMERICA, INC. (CRD# 10205)2003 - 2020 (16 years)IASECURITIES AMERICA ADVISORS, INC. (CRD# 110518)2011 - 2012 (<1 year)IACOOPER MCMANUS (CRD# 111458)2004 - 2011 (7 years)
License(s)

State Registrations

B
Arizona 3/27/2020
B
Michigan 3/27/2020
IA
California 2/22/2012
B
Oregon 3/27/2020
B
California 3/27/2020
IA
Texas 2/25/2013
B
Connecticut 4/2/2020
B
Texas 3/27/2020
B
Florida 3/27/2020
B
Virginia 3/27/2020
B
Massachusetts 9/5/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
9870 Research Dr., Irvine, CA 92618
Coto De Caza, CA
Registered with this firm since 3/27/2020
IA
COOPER MCMANUS (CRD#:111458)
9870 RESEARCH DR, IRVINE, CA 92618-4310
Registered with this firm since 2/22/2012
Previous Registration(s)
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B
 11/05/2003 - 03/27/2020 SECURITIES AMERICA, INC. (CRD#:10205) IRVINE, CA
IA
 03/07/2011 - 02/29/2012 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) IRVINE, CA
IA
 03/02/2004 - 03/11/2011 COOPER MCMANUS (CRD#:111458) TUSTIN, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.