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Detailed Report
JOHN LAWRENCE RESCH
CRD#: 4668172
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 821 PREEMPITON ROAD
BUILDING 400
GENEVA, NY 14456
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2011 - Present (13 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2009 - 2011 (1 year)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2004 - 2009 (5 years)BQUICK & REILLY, INC. (CRD# 11217)2003 - 2004 (1 year)
License(s)

State Registrations

B
Alabama 1/17/2023
B
Nevada 1/6/2021
B
Alaska 8/19/2016
B
New Hampshire 2/22/2017
B
Arizona 2/23/2017
B
New Jersey 4/7/2011
B
Arkansas 1/17/2023
IA
New Jersey 4/29/2015
B
California 9/16/2016
B
New Mexico 2/19/2020
B
Colorado 4/7/2011
B
New York 4/7/2011
B
Connecticut 4/7/2011
IA
New York 6/16/2021
B
Delaware 8/5/2022
B
North Carolina 1/30/2017
B
District of Columbia 2/23/2017
B
North Dakota 1/17/2023
B
Florida 4/7/2011
B
Ohio 4/7/2011
B
Georgia 5/17/2016
B
Oklahoma 8/5/2022
B
Hawaii 4/11/2019
B
Oregon 2/19/2020
B
Idaho 2/23/2017
B
Pennsylvania 4/7/2011
B
Illinois 2/22/2017
B
Puerto Rico 1/17/2023
B
Indiana 9/1/2021
B
Rhode Island 2/22/2017
B
Iowa 2/23/2017
B
South Carolina 1/27/2016
B
Kansas 8/5/2022
B
South Dakota 11/19/2021
B
Kentucky 1/26/2016
B
Tennessee 5/24/2022
B
Louisiana 11/11/2022
B
Texas 1/26/2017
B
Maine 2/22/2017
IA
Texas 2/20/2020
B
Maryland 2/22/2017
B
Utah 11/11/2022
B
Massachusetts 9/23/2016
B
Vermont 2/22/2017
B
Michigan 2/22/2017
B
Virgin Islands 1/17/2023
B
Minnesota 1/6/2022
B
Virginia 4/14/2016
B
Mississippi 1/17/2023
B
Washington 2/22/2017
B
Missouri 4/7/2011
B
West Virginia 2/22/2017
B
Montana 8/5/2022
B
Wisconsin 8/5/2022
B
Nebraska 1/17/2023
B
Wyoming 2/22/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
821 PREEMPITON ROAD BUILDING 400, GENEVA, NY 14456
Farmington, NY
Registered with this firm since 5/19/2011
B
MORGAN STANLEY (CRD#:149777)
821 PREEMPITON ROAD BUILDING 400, GENEVA, NY 14456
Farmington, NY
Registered with this firm since 4/7/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 10/23/2009 - 04/05/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PITTSFORD, NY
B
 10/20/2004 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SENECA FALLS, NY
B
 06/09/2003 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.