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DANIEL RICHARD PALM
CRD#: 4667988
IA
Investment Adviser
B
Broker
ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 210 UNIVERSITY BOULEVARD
Ste 800
DENVER, CO 80206
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - Present (18 years)
License(s)

State Registrations

B
Arizona 1/3/2018

B
Montana 5/31/2023

B
California 5/8/2006

B
Nebraska 12/13/2023

B
Colorado 5/8/2006

B
New Mexico 4/5/2022

IA
Colorado 5/8/2006

B
New York 12/26/2024

B
Florida 5/8/2006

B
North Carolina 1/28/2020

IA
Florida 1/5/2018

B
Ohio 12/23/2019

B
Georgia 1/9/2015

B
Oklahoma 5/10/2019

B
Illinois 5/8/2006

B
South Carolina 11/10/2021

B
Indiana 11/28/2023

B
Tennessee 10/26/2015

B
Kansas 5/25/2011

B
Texas 5/8/2006

B
Massachusetts 5/8/2006

IA
Texas 9/13/2016

B
Michigan 10/9/2019

B
Washington 5/9/2013

B
Minnesota 12/13/2022

B
Wisconsin 5/8/2006

B
Missouri 8/17/2015

B
Wyoming 8/3/2023

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
210 UNIVERSITY BOULEVARD Ste 800, DENVER, CO 80206
Registered with this firm since 5/8/2006

B
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
210 UNIVERSITY BOULEVARD Ste 800, DENVER, CO 80206
Registered with this firm since 3/7/2006

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.