Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
DUSTIN JOSEPH ADDISON
DUSTIN JOSEPH ADDISON MR., DUSTY ADDISON
CRD#: 4667524
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6003 OLD CHENEY RD STE 200
LINCOLN, NE 68516
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2007 - 2008 (<1 year)2 FIRMS2008 - Present (17 years)BBANCWEST INVESTMENT SERVICES, INC. (CRD# 29357)2006 - 2007 (<1 year)BINVEST FINANCIAL CORPORATION (CRD# 12984)2005 - 2006 (<1 year)BAMERITAS INVESTMENT CORP. (CRD# 14869)2003 - 2005 (2 years)
License(s)

State Registrations

B
Alaska 7/22/2021
B
Missouri 11/7/2016
B
Arizona 1/22/2008
B
Nebraska 1/1/2008
B
California 1/22/2008
IA
Nebraska 1/1/2008
B
Colorado 1/22/2008
B
Nevada 11/30/2021
B
Delaware 5/18/2023
B
New York 10/5/2015
B
Florida 1/22/2008
B
Ohio 5/19/2023
B
Georgia 12/7/2023
B
Oklahoma 3/26/2024
B
Illinois 1/1/2008
B
Pennsylvania 1/22/2008
B
Indiana 5/18/2023
B
Tennessee 1/5/2011
B
Iowa 1/1/2008
B
Texas 10/16/2019
B
Kansas 1/1/2008
IA
Texas 10/16/2019
B
Kentucky 5/18/2023
B
Virginia 8/22/2023
B
Minnesota 12/7/2023
B
Wisconsin 5/18/2023

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6003 OLD CHENEY RD STE 200, LINCOLN, NE 68516
Registered with this firm since 1/1/2008
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6003 OLD CHENEY RD STE 200, LINCOLN, NE 68516
Registered with this firm since 1/1/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 03/30/2007 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) LINCOLN, NE
IA
 06/07/2007 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) LINCOLN, NE
B
 08/12/2006 - 04/02/2007 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) LINCOLN, NE
B
 11/17/2005 - 08/12/2006 INVEST FINANCIAL CORPORATION (CRD#:12984) BEATRICE, NE
B
 06/09/2003 - 11/15/2005 AMERITAS INVESTMENT CORP. (CRD#:14869) LINCOLN, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.