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CLINTON JOEL ROBINSON
CJ ROBINSON
CRD#: 4665497
IA
B
ADVICE AND PLANNING SERVICESCRD#: 20472 617 Eastlake Avenue East
SUITE 100
SEATTLE, WA 98109
SUITE 100
SEATTLE, WA 98109
0
Disclosures
20
Years of Experience
View By:
State Registrations
B
Alaska 6/3/2014
B
New Mexico 11/16/2018
B
Arizona 10/28/2021
B
New York 6/26/2024
B
California 8/22/2018
B
North Carolina 6/26/2023
B
Colorado 8/12/2014
B
Oregon 6/3/2014
B
Hawaii 8/24/2018
B
Pennsylvania 4/17/2023
B
Idaho 6/3/2014
B
South Dakota 4/18/2024
B
Indiana 9/25/2014
B
Virginia 10/17/2023
B
Maine 10/22/2019
B
Washington 6/3/2014
B
Montana 6/3/2014
IA
Washington 6/4/2014
B
Nevada 9/16/2015
B
Wisconsin 8/20/2018
B
New Jersey 11/28/2018
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
Registered with this firm since 6/4/2014
B
Registered with this firm since 6/3/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/21/2011 - 05/12/2014 | LOUISVILLE, KY | |
B | 02/02/2012 - 05/12/2014 | LOUISVILLE, KY | |
IA | 03/21/2006 - 08/20/2010 | LOUISVILLE, KY | |
B | 03/27/2006 - 08/20/2010 | LOUISVILLE, KY | |
IA | 08/30/2005 - 03/21/2006 | LOUISVILLE, KY | |
IA | 10/13/2003 - 08/31/2005 | LOUISVILLE, KY | |
B | 07/04/2003 - 08/31/2005 | OVERLAND PARK, KS |
LOUISVILLE, KY
08/30/2005 - 03/21/2006
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.