• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JEFFREY ANDREW HAUGSE
CRD#: 4663810
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 222 3rd Ave SE
STE 280
Cedar Rapids, IA 52401
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BPRINCIPAL SECURITIES, INC. (CRD# 1137)2014 - 2022 (7 years)BTRANSAMERICA INVESTORS SECURIT... (CRD# 32205)2007 - 2014 (7 years)BINTERSECURITIES, INC. (CRD# 16164)2003 - 2007 (3 years)IAPRINCIPAL SECURITIES, INC. (CRD# 1137)2016 - 2022 (6 years)
License(s)

State Registrations

B
Alabama 6/16/2022

B
Minnesota 6/16/2022

B
Arizona 6/16/2022

B
Nebraska 6/16/2022

B
Arkansas 6/16/2022

B
New Mexico 6/16/2022

B
California 6/16/2022

B
North Carolina 2/10/2023

B
Florida 6/16/2022

B
North Dakota 6/30/2023

B
Illinois 6/16/2022

B
Oklahoma 6/16/2022

B
Indiana 6/16/2022

B
South Carolina 6/16/2022

B
Iowa 6/16/2022

B
Texas 6/16/2022

IA
Iowa 6/16/2022

B
Wisconsin 6/16/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
222 3rd Ave SE STE 280, Cedar Rapids, IA 52401
Registered with this firm since 6/16/2022

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
222 3rd Ave SE STE 280, Cedar Rapids, IA 52401
Registered with this firm since 6/16/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2016 - 06/23/2022 PRINCIPAL SECURITIES, INC. (CRD#:1137) Cedar Rapids, IA
B
11/03/2014 - 06/23/2022 PRINCIPAL SECURITIES, INC. (CRD#:1137) Cedar Rapids, IA
B
04/19/2007 - 10/23/2014 TRANSAMERICA INVESTORS SECURITIES CORPORATION (CRD#:32205) CEDAR RAPIDS, IA
B
07/01/2003 - 03/22/2007 INTERSECURITIES, INC. (CRD#:16164) CEDAR RAPIDS, IA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.