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MICHAEL JOHN MUELLER
MICHAEL J MUELLER
CRD#: 4663329
IA
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VALLEY WEALTH STRATEGIES, LLCCRD#: 289737 112 WEST YOUNG STREET
ELMA, WA 98541
ELMA, WA 98541
LPL FINANCIAL LLCCRD#: 6413 22956 EL TORO ROAD
LAKE FOREST, CA 92630-4961
LAKE FOREST, CA 92630-4961
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Disclosures
21
Years of Experience
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State Registrations
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Arizona 11/29/2017
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Oregon 9/24/2019
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Arkansas 10/18/2021
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Texas 10/28/2020
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California 3/23/2018
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Washington 11/29/2017
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California 7/7/2020
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Washington 7/7/2020
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Idaho 11/29/2017
SRO Registrations
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Registered with this firm since 7/7/2020
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Registered with this firm since 11/29/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/16/2012 - 11/29/2017 | ELMA, WA | |
B | 05/05/2011 - 07/11/2012 | ELMA, WA | |
B | 03/25/2011 - 05/11/2011 | TACOMA, WA | |
B | 05/29/2003 - 03/09/2011 | ELMA, WA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.