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ESTER C VITI
ESTER CARLA VITI, ester c viti
CRD#: 4662841
IA
B
PARK AVENUE SECURITIES LLCCRD#: 46173 445 SHERIDAN ROAD
HIGHWOOD, IL 60040
HIGHWOOD, IL 60040
0
Disclosures
21
Years of Experience
View By:
State Registrations
B
Arizona 7/20/2016
B
Indiana 4/10/2017
IA
Arizona 9/7/2016
IA
Indiana 4/11/2017
B
California 2/12/2025
B
Massachusetts 7/20/2016
B
Florida 10/3/2023
IA
Massachusetts 9/2/2016
B
Illinois 7/20/2016
B
Nevada 10/3/2023
IA
Illinois 8/23/2016
SRO Registrations
B
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IA
Registered with this firm since 8/23/2016
B
Registered with this firm since 7/20/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/18/2007 - 07/21/2016 | HIGHWOOD, IL | |
B | 05/21/2003 - 07/21/2016 | HIGHWOOD, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.