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JO ANN ROMERO
JO-ANN GUZZARDI, JO-ANN KOEHLER, JOANN ROMERO, JO-ANN WILKEN
CRD#: 4662665
IA
B
LPL FINANCIAL LLCCRD#: 6413 1980 FESTIVAL PLAZA DR STE 410
LAS VEGAS, NV 89135
LAS VEGAS, NV 89135
0
Disclosures
15
Years of Experience
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State Registrations
B
Nevada 11/21/2019
IA
Nevada 11/21/2019
SRO Registrations
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IA
Registered with this firm since 11/21/2019
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Registered with this firm since 11/7/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/12/2012 - 06/26/2019 | LAS VEGAS, NV | |
B | 07/22/2009 - 06/26/2019 | LAS VEGAS, NV | |
B | 12/07/2007 - 06/13/2008 | WOODLAND HILLS, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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