Individual Firm
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ANTHONY PAUL SATRIANO
ANTHONY SATRIANO
CRD#: 4662519
IA
B
MORGAN STANLEYCRD#: 149777 1550 Market Street
Suite 600
Denver, CO 80202
Suite 600
Denver, CO 80202
View By:
9/24/2022
Customer Dispute
Denied
State Registrations
B
Arizona 1/12/2024
B
New Jersey 1/12/2024
B
California 1/12/2024
B
New Mexico 1/12/2024
B
Colorado 1/12/2024
B
New York 1/12/2024
IA
Colorado 1/12/2024
B
Puerto Rico 1/12/2024
B
Florida 1/12/2024
B
South Dakota 1/12/2024
B
Kansas 1/12/2024
B
Texas 1/12/2024
B
Michigan 1/12/2024
IA
Texas 1/12/2024
B
Missouri 1/12/2024
B
Washington 1/12/2024
B
Nevada 1/12/2024
B
Wyoming 1/12/2024
B
New Hampshire 1/12/2024
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 1/12/2024
B
Registered with this firm since 1/12/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/02/2015 - 01/31/2024 | BOULDER, CO | |
B | 10/02/2015 - 01/31/2024 | BOULDER, CO | |
IA | 06/16/2014 - 10/13/2015 | DENVER, CO | |
B | 06/16/2014 - 10/13/2015 | DENVER, CO | |
IA | 03/19/2008 - 06/17/2014 | DENVER, CO | |
B | 03/19/2008 - 06/17/2014 | DENVER, CO | |
IA | 12/01/2006 - 08/20/2007 | CENTENNIAL, CO | |
B | 11/14/2006 - 08/20/2007 | CENTENNIAL, CO | |
IA | 08/06/2003 - 11/01/2006 | ENGLEWOOD, CO | |
B | 08/06/2003 - 11/01/2006 | ENGLEWOOD, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.