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RIA M HART
RIA MAROLDA HART, RIA FRANCES-ROSE MAROLDA
CRD#: 4661861
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 125 HIGH STREET
BOSTON, MA 02110
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2010 - 2015 (5 years)2 FIRMS2015 - Present (9 years)IABINGHAM LEGG ADVISERS LLC (CRD# 109637)2003 - 2007 (4 years)
License(s)

State Registrations

B
California 12/4/2015

B
New Jersey 5/8/2023

B
Colorado 12/4/2015

B
New York 12/4/2015

B
Connecticut 12/4/2015

B
North Carolina 4/15/2021

B
District of Columbia 6/17/2024

B
Ohio 5/9/2019

B
Florida 12/4/2015

B
Pennsylvania 12/4/2015

B
Illinois 1/2/2019

IA
Pennsylvania 12/4/2015

B
Louisiana 12/4/2015

B
Rhode Island 10/23/2017

B
Maine 12/4/2015

B
Texas 12/4/2015

B
Maryland 12/4/2015

IA
Texas 12/4/2015

B
Massachusetts 12/4/2015

B
Vermont 12/4/2015

B
Missouri 2/1/2021

B
Virginia 12/4/2015

B
New Hampshire 12/4/2015

B
Wyoming 12/4/2015

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
125 HIGH STREET, BOSTON, MA 02110
Registered with this firm since 12/4/2015

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
125 HIGH STREET, BOSTON, MA 02110
Registered with this firm since 12/4/2015

Previous Registration(s)
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IA
10/18/2010 - 12/04/2015 BARCLAYS CAPITAL INC. (CRD#:19714) BOSTON, MA
B
10/27/2010 - 12/04/2015 BARCLAYS CAPITAL INC. (CRD#:19714) BOSTON, MA
IA
06/12/2003 - 06/29/2007 BINGHAM LEGG ADVISERS LLC (CRD#:109637) BOSTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.