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Detailed Report
THOMAS J WICKMAN
CRD#: 466176
IA
Investment Adviser
DANA INVESTMENT ADVISORS INCCRD#: 105879 1200 North Mayfair Road, Suite 360
Milwaukee, WI 53226
Registration History
199820002002200420062008201020122014201620182020202220242026IADANA INVESTMENT ADVISORS INC (CRD# 105879)2022 - Present (2 years)IALEGACY CAPITAL PARTNERS, INC. (CRD# 105735)1998 - 2022 (24 years)
License(s)

State Registrations

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Wisconsin 6/1/2022
Current Registration(s)
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DANA INVESTMENT ADVISORS INC (CRD#:105879)
1200 North Mayfair Road, Suite 360, Milwaukee, WI 53226
Registered with this firm since 6/1/2022
Previous Registration(s)
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 05/01/1998 - 06/03/2022 LEGACY CAPITAL PARTNERS, INC. (CRD#:105735) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.