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Detailed Report
MARK DAVID ANLEITNER
CRD#: 4661368
IA
Investment Adviser
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Previous Broker
CWM, LLCCRD#: 155344 150 Lincolnway, Ste. 1005
Valparaiso, IN 46383
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2012 - 2018 (5 years)IACWM, LLC (CRD# 155344)2018 - Present (6 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2018 - 2020 (2 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2005 - 2012 (7 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)2005 - 2005 (<1 year)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2003 - 2005 (1 year)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2010 - 2012 (2 years)
License(s)

State Registrations

IA
Indiana 8/6/2018
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Texas 8/6/2018
Current Registration(s)
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CWM, LLC (CRD#:155344)
150 Lincolnway, Ste. 1005, Valparaiso, IN 46383
Registered with this firm since 8/6/2018
Previous Registration(s)
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 08/06/2018 - 12/31/2020 CETERA ADVISOR NETWORKS LLC (CRD#:13572) VALPARAISO, IN
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 10/01/2012 - 08/15/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) VALPARAISO, IN
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 10/01/2012 - 08/15/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) VALPARAISO, IN
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 03/08/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) VALPARAISO, IN
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 07/06/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) VALPARAISO, IN
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 03/02/2005 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
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 07/28/2003 - 01/06/2005 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) OAKDALE, MN
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www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.