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James Stuart Branscombe
JAMES STUART BRANSCOMBE, James Branscombe
CRD#: 4660350
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 50 MARKET ST
SOUTH PORTLAND, ME 04106
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2017 (14 years)2 FIRMS2017 - Present (7 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2003 - 2006 (3 years)
License(s)

State Registrations

B
California 4/23/2024

B
New York 10/20/2017

B
Connecticut 10/20/2017

B
North Carolina 9/23/2020

B
Florida 10/20/2017

B
Rhode Island 10/20/2017

B
Maine 10/20/2017

B
Texas 10/20/2017

IA
Maine 10/20/2017

IA
Texas 10/20/2017

B
Massachusetts 10/20/2017

B
Vermont 10/20/2017

B
New Hampshire 10/20/2017

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
50 MARKET ST, SOUTH PORTLAND, ME 04106
Registered with this firm since 10/20/2017

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
50 MARKET ST, SOUTH PORTLAND, ME 04106
Registered with this firm since 10/20/2017

Previous Registration(s)
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IA
08/20/2003 - 10/25/2017 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) FALMOUTH, ME
B
07/31/2003 - 10/25/2017 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) FALMOUTH, ME
B
07/31/2003 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.