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TISHA NMN NEAL
TISHA NEAL
CRD#: 4660140
IA
Investment Adviser
B
Broker
MISSIONSQUARE RETIREMENTCRD#: 108783 LONG BEACH, CA
MISSIONSQUARE INVESTMENT SERVICESCRD#: 23189 LONG BEACH, CA
Registration History
200420062008201020122014201620182020202220242026IAMISSIONSQUARE RETIREMENT (CRD# 108783)2015 - Present (9 years)BMISSIONSQUARE INVESTMENT SERVICES (CRD# 23189)2014 - Present (10 years)BGWFS EQUITIES, INC. (CRD# 13109)2003 - 2014 (10 years)
License(s)

State Registrations

B
Arizona 12/13/2024

B
California 8/4/2014

IA
Arizona 12/13/2024

IA
California 7/22/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MISSIONSQUARE RETIREMENT (CRD#:108783)
LONG BEACH, CA
Registered with this firm since 7/22/2015

B
MISSIONSQUARE INVESTMENT SERVICES (CRD#:23189)
LONG BEACH, CA
Registered with this firm since 8/4/2014

Previous Registration(s)
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B
09/26/2003 - 07/18/2014 GWFS EQUITIES, INC. (CRD#:13109) SANTA ANA, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.