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Detailed Report
RAMESHWAR SINGH
CRD#: 4660047
IA
Investment Adviser
B
Broker
CALTON & ASSOCIATES, INC.CRD#: 20999 2701 N Rocky Point Drive
Suite 1000
TAMPA, FL 33607
Registration History
200420062008201020122014201620182020202220242026IACALTON & ASSOCIATES, INC. (CRD# 20999)2014 - Present (11 years)BCALTON & ASSOCIATES, INC. (CRD# 20999)2012 - Present (13 years)BNORTHERN LIGHTS DISTRIBUTORS, LLC (CRD# 126159)2009 - 2012 (2 years)BBANC INVESTMENT GROUP, LLC (CRD# 104428)2007 - 2007 (<1 year)BPROMONTORY INTERFINANCIAL NETW... (CRD# 131353)2005 - 2005 (<1 year)BWACHOVIA CAPITAL MARKETS, LLC (CRD# 126292)2003 - 2005 (1 year)
License(s)

State Registrations

B
California 3/27/2012
B
Missouri 8/30/2016
B
Florida 8/23/2012
IA
Missouri 8/30/2016
IA
Florida 3/27/2014
IA
Wisconsin 10/28/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CALTON & ASSOCIATES, INC. (CRD#:20999)
2701 N Rocky Point Drive Suite 1000, TAMPA, FL 33607
2701 N. ROCKY POINT DRIVE SUITE 1000, TAMPA, FL 33607
Registered with this firm since 3/27/2014
B
CALTON & ASSOCIATES, INC. (CRD#:20999)
2701 N Rocky Point Drive Suite 1000, TAMPA, FL 33607
2701 N ROCKY POINT DRIVE SUITE 1000, TAMPA, FL 33607
Registered with this firm since 3/27/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 11/16/2009 - 02/01/2012 NORTHERN LIGHTS DISTRIBUTORS, LLC (CRD#:126159) ELKHORN, NE
B
 10/18/2007 - 11/27/2007 BANC INVESTMENT GROUP, LLC (CRD#:104428) WALNUT CREEK, CA
B
 07/01/2005 - 12/02/2005 PROMONTORY INTERFINANCIAL NETWORK, LLC (CRD#:131353) ARLINGTON, VA
B
 07/16/2003 - 06/03/2005 WACHOVIA CAPITAL MARKETS, LLC (CRD#:126292) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.