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SARAH BLAKE KLEMENT
BLAKE KLEMENT, SARAH KLEMENT, SARAH BLAKE TROXELL
CRD#: 4657217
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J.P. MORGAN SECURITIES LLCCRD#: 79 8111 Preston Road
Suite #230
Dallas, TX 75225
Suite #230
Dallas, TX 75225
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Disclosures
21
Years of Experience
View By:
State Registrations
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Alaska 5/21/2024
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Mississippi 5/21/2024
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Arizona 12/6/2018
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Missouri 5/21/2024
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Arkansas 5/21/2024
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Nevada 11/12/2020
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California 9/24/2019
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New Jersey 5/12/2022
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Colorado 5/3/2021
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New Mexico 9/15/2022
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Delaware 5/21/2024
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New York 4/22/2020
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District of Columbia 5/14/2021
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North Carolina 11/19/2020
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Florida 1/22/2018
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Ohio 5/22/2024
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Georgia 8/9/2021
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Oklahoma 2/22/2018
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Idaho 5/21/2024
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Oregon 5/14/2020
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Illinois 10/9/2018
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Pennsylvania 5/21/2024
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Indiana 1/21/2022
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South Carolina 5/20/2021
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Iowa 5/21/2024
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South Dakota 5/20/2021
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Kansas 5/21/2024
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Tennessee 5/21/2024
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Kentucky 3/18/2022
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Texas 11/28/2017
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Kentucky 3/25/2022
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Texas 11/28/2017
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Louisiana 5/21/2024
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Utah 6/20/2019
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Maryland 10/26/2018
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Virginia 5/21/2024
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Michigan 5/21/2024
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Washington 10/1/2021
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Minnesota 5/20/2021
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
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Registered with this firm since 11/28/2017
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Registered with this firm since 11/28/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/03/2016 - 11/13/2017 | FRISCO, TX | |
B | 10/03/2016 - 11/13/2017 | FRISCO, TX | |
IA | 07/02/2015 - 10/03/2016 | FRISCO, TX | |
B | 07/02/2015 - 10/03/2016 | FRISCO, TX | |
IA | 01/01/2008 - 07/08/2015 | FRISCO, TX | |
B | 01/01/2008 - 07/08/2015 | FRISCO, TX | |
B | 06/13/2003 - 01/03/2008 | SHERMAN, TX | |
IA | 06/26/2003 - 01/01/2008 | SHERMAN, TX |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.