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Detailed Report
NEIL CHRISTOPHER ZELLICK
NEIL ZELLICK
CRD#: 4656006
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5400 SW MEADOWS RD
STES 200 & 250
LAKE OSWEGO, OR 97035
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2004 (<1 year)2 FIRMS2004 - 2009 (4 years)2 FIRMS2010 - 2013 (3 years)2 FIRMS2013 - Present (11 years)
License(s)

State Registrations

B
Arizona 8/12/2022
B
Ohio 8/13/2022
B
Arkansas 8/12/2022
B
Oregon 11/5/2013
B
California 8/12/2022
IA
Oregon 11/5/2013
B
Colorado 10/8/2020
B
Texas 8/12/2022
B
Idaho 5/14/2020
IA
Texas 8/15/2022
B
Kansas 8/22/2023
B
Virginia 8/12/2022
B
Massachusetts 8/19/2022
B
Washington 11/5/2013
B
Missouri 11/23/2022
IA
Washington 11/5/2013
B
Nevada 8/12/2022

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5400 SW MEADOWS RD STES 200 & 250, LAKE OSWEGO, OR 97035
Registered with this firm since 11/5/2013
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5400 SW MEADOWS RD STES 200 & 250, LAKE OSWEGO, OR 97035
Registered with this firm since 11/5/2013
Previous Registration(s)
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IA
 01/05/2010 - 10/10/2013 CETERA INVESTMENT SERVICES LLC (CRD#:15340) PORTLAND, OR
B
 01/05/2010 - 10/10/2013 CETERA INVESTMENT SERVICES LLC (CRD#:15340) PORTLAND, OR
IA
 05/21/2004 - 04/28/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) LAKE OSWEGO, OR
B
 05/21/2004 - 04/28/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) LAKE OSWEGO, OR
IA
 09/18/2003 - 05/25/2004 MORGAN STANLEY (CRD#:7556) PORTLAND, OR
B
 08/01/2003 - 05/25/2004 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.