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ANTHONY WAYNE MARTIN
ANTHONY WAYNE MARTIN JR., ANTHONY W MARTIN JR
CRD#: 4655601
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 600 NORTHPARK TOWN CENTER
1200 ABERNATHY ROAD SUITE 1850
ATLANTA, GA 30328
Registration History
200420062008201020122014201620182020202220242 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - Present (12 years)BSOUTHTRUST SECURITIES, LLC (CRD# 17922)2003 - 2005 (1 year)
License(s)

State Registrations

B
Alabama 10/19/2012

B
New Jersey 10/19/2012

B
Arizona 10/19/2012

B
New York 10/19/2012

B
California 10/19/2012

B
North Carolina 10/19/2012

B
Colorado 3/20/2015

B
Ohio 3/17/2015

B
Connecticut 10/19/2012

B
Oklahoma 7/18/2022

B
Delaware 12/20/2021

B
Oregon 5/22/2024

B
Florida 10/19/2012

B
Pennsylvania 6/20/2017

B
Georgia 10/19/2012

B
Rhode Island 10/25/2017

IA
Georgia 10/19/2012

B
South Carolina 10/19/2012

B
Illinois 10/1/2014

B
Tennessee 10/19/2012

B
Indiana 10/19/2012

B
Texas 10/19/2012

B
Kansas 6/27/2022

IA
Texas 10/19/2012

B
Maryland 9/12/2013

B
Utah 6/3/2021

B
Massachusetts 10/19/2012

B
Virginia 10/19/2012

B
Michigan 10/19/2012

B
Washington 10/19/2012

B
Mississippi 8/13/2021

B
Wisconsin 5/26/2022

B
Nevada 6/22/2018

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
600 NORTHPARK TOWN CENTER 1200 ABERNATHY ROAD SUITE 1850, ATLANTA, GA 30328
Atlanta, GA
Registered with this firm since 10/19/2012

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
600 NORTHPARK TOWN CENTER 1200 ABERNATHY ROAD SUITE 1850, ATLANTA, GA 30328
Atlanta, GA
Registered with this firm since 10/19/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/01/2010 - 10/31/2012 MORGAN STANLEY (CRD#:149777) ALPHARETTA, GA
B
10/08/2010 - 10/31/2012 MORGAN STANLEY (CRD#:149777) ALPHARETTA, GA
B
09/19/2003 - 04/21/2005 SOUTHTRUST SECURITIES, LLC (CRD#:17922) BIRMINGHAM, AL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.