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DOUGLAS ALAN GAMMEL
CRD#: 4655000
IA
B
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 Centennial, CO
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 Centennial, CO
0
Disclosures
19
Years of Experience
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State Registrations
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Alabama 2/1/2018
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Montana 2/1/2018
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Alaska 2/1/2018
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Nebraska 2/1/2018
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Arizona 2/1/2018
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Nevada 2/1/2018
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Arkansas 2/1/2018
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New Hampshire 2/1/2018
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California 2/1/2018
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New Jersey 2/1/2018
IA
Colorado 1/6/2015
B
New Mexico 2/1/2018
B
Colorado 12/14/2017
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New York 2/1/2018
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Connecticut 2/1/2018
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North Carolina 2/2/2018
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Delaware 2/1/2018
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North Dakota 2/1/2018
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District of Columbia 2/1/2018
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Ohio 2/1/2018
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Florida 2/1/2018
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Oklahoma 2/1/2018
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Georgia 2/1/2018
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Oregon 2/1/2018
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Hawaii 2/1/2018
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Pennsylvania 2/1/2018
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Idaho 2/1/2018
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Puerto Rico 2/1/2018
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Illinois 2/1/2018
B
Rhode Island 2/1/2018
B
Indiana 2/1/2018
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South Carolina 2/1/2018
B
Iowa 2/1/2018
B
South Dakota 2/1/2018
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Kansas 12/24/2016
B
Tennessee 2/1/2018
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Kentucky 2/1/2018
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Texas 2/1/2018
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Louisiana 2/1/2018
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Utah 2/1/2018
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Maine 2/1/2018
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Vermont 2/1/2018
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Maryland 2/1/2018
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Virginia 2/1/2018
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Massachusetts 2/1/2018
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Washington 2/1/2018
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Michigan 2/1/2018
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West Virginia 2/1/2018
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Minnesota 2/1/2018
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Wisconsin 2/1/2018
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Mississippi 2/1/2018
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Wyoming 2/1/2018
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Missouri 2/1/2018
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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Registered with this firm since 12/24/2016
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/06/2013 - 12/31/2014 | ENGLEWOOD, CO | |
B | 11/17/2011 - 12/31/2014 | ENGLEWOOD, CO | |
B | 06/25/2009 - 12/17/2010 | CENTENNIAL, CO | |
B | 11/07/2003 - 12/31/2008 | CENTENNIAL, CO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.