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Detailed Report
ERICH LAMONT HOFFMAN
CRD#: 4654932
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Investment Adviser
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Previous Broker
EDELMAN FINANCIAL ENGINESCRD#: 104510 4000 LEGATO ROAD
8TH FLOOR
FAIRFAX, VA 22033
Registration History
200420062008201020122014201620182020202220242026IAEDELMAN FINANCIAL ENGINES (CRD# 104510)2018 - Present (6 years)BEF LEGACY SECURITIES, LLC (CRD# 269923)2016 - 2018 (2 years)BSANDERS MORRIS HARRIS LLC (CRD# 20580)2006 - 2016 (10 years)BEDWARD JONES (CRD# 250)2003 - 2005 (1 year)IAEDELMAN FINANCIAL SERVICES, LLC (CRD# 113299)2006 - 2018 (12 years)
License(s)

State Registrations

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Texas 11/1/2018
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Virginia 11/1/2018
Current Registration(s)
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EDELMAN FINANCIAL ENGINES (CRD#:104510)
4000 LEGATO ROAD 8TH FLOOR, FAIRFAX, VA 22033
Registered with this firm since 11/1/2018
Previous Registration(s)
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 04/07/2006 - 11/01/2018 EDELMAN FINANCIAL SERVICES, LLC (CRD#:113299) FAIRFAX, VA
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 04/22/2016 - 10/31/2018 EF LEGACY SECURITIES, LLC (CRD#:269923) BETHESDA, MD
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 01/09/2006 - 04/22/2016 SANDERS MORRIS HARRIS LLC (CRD#:20580) FAIRFAX, VA
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 06/17/2003 - 04/08/2005 EDWARD JONES (CRD#:250) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.