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Detailed Report
CHARLES WILLIAM HARTMAN
CHUCK HARTMAN
CRD#: 4653591
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 437 West Duke Of Gloucester Street
Williamsburg, VA 23185
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2006 (2 years)2 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - Present (15 years)
License(s)

State Registrations

B
Alabama 8/15/2018
B
New Jersey 6/1/2009
B
Alaska 11/3/2010
B
New Mexico 6/1/2009
B
Arizona 6/1/2009
B
New York 6/1/2009
B
California 6/1/2009
B
North Carolina 6/1/2009
B
Colorado 6/1/2009
B
Ohio 6/1/2009
B
Connecticut 6/1/2009
B
Oregon 6/1/2009
B
Delaware 3/21/2017
B
Pennsylvania 6/1/2009
B
District of Columbia 9/13/2018
B
Rhode Island 3/1/2018
B
Florida 6/1/2009
B
South Carolina 6/1/2009
B
Georgia 6/1/2009
B
South Dakota 6/3/2020
B
Hawaii 1/13/2020
B
Tennessee 2/10/2014
B
Illinois 3/27/2018
B
Texas 1/10/2012
B
Kansas 12/11/2024
IA
Texas 3/23/2012
B
Louisiana 1/13/2020
B
Utah 7/15/2020
B
Maine 3/11/2019
B
Vermont 2/29/2016
B
Maryland 6/1/2009
B
Virgin Islands 2/23/2021
B
Massachusetts 6/1/2009
B
Virginia 6/1/2009
B
Michigan 6/1/2009
IA
Virginia 6/1/2009
B
Minnesota 6/1/2009
B
Washington 2/26/2019
B
Nevada 2/28/2020
B
West Virginia 1/25/2021
B
New Hampshire 1/13/2020
B
Wisconsin 1/8/2015

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
437 West Duke Of Gloucester Street, Williamsburg, VA 23185
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
437 West Duke Of Gloucester Street, Williamsburg, VA 23185
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/21/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WILLIAMSBURG, VA
B
 02/21/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WILLIAMSBURG, VA
IA
 06/02/2003 - 02/21/2006 LEGG MASON WOOD WALKER INC (CRD#:6555) WILLIAMSBURG, VA
B
 05/16/2003 - 02/21/2006 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.