Individual Firm
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CARLO EUGENIO VALERIO
CARLO BLANCO VALERIO
CRD#: 4652411
IA
B
MORGAN STANLEYCRD#: 149777 2800 Post Oak Boulevard
Suite 3200
Houston, TX 77056
Suite 3200
Houston, TX 77056
0
Disclosures
21
Years of Experience
View By:
State Registrations
B
California 12/12/2019
B
New York 12/12/2019
B
Colorado 12/12/2019
B
South Dakota 11/7/2022
B
Delaware 9/21/2021
B
Texas 12/12/2019
B
Florida 12/12/2019
IA
Texas 12/12/2019
B
Maryland 12/18/2024
B
Utah 11/16/2020
B
New Jersey 12/12/2019
SRO Registrations
B
B
B
B
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Learn about permitted activities of registered representatives
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IA
Registered with this firm since 12/12/2019
B
Registered with this firm since 12/12/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/01/2010 - 12/23/2019 | HOUSTON, TX | |
B | 01/01/2010 - 12/23/2019 | HOUSTON, TX | |
IA | 12/02/2008 - 01/01/2010 | HOUSTON, TX | |
B | 11/14/2008 - 01/01/2010 | HOUSTON, TX | |
B | 05/13/2003 - 11/14/2008 | HOUSTON, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.