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Kristen Marie Renaud
CRD#: 4652397
IA
B
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 5511 JEFFERSON STREET NE
SUITE A
ALBUQUERQUE, NM 87109
SUITE A
ALBUQUERQUE, NM 87109
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 5911 JEFFERSON STREET NE
SUITE A
ALBUQUERQUE, NM 87109
SUITE A
ALBUQUERQUE, NM 87109
0
Disclosures
21
Years of Experience
View By:
State Registrations
B
Arizona 4/29/2016
B
New Mexico 4/29/2016
B
California 4/29/2016
IA
New Mexico 5/3/2016
B
Colorado 4/29/2016
B
New York 6/21/2016
B
Delaware 5/12/2020
B
North Carolina 1/31/2019
B
District of Columbia 1/10/2024
B
Ohio 2/1/2024
B
Florida 5/13/2016
B
Oklahoma 10/28/2016
B
Georgia 10/28/2016
B
Oregon 4/29/2016
B
Illinois 2/1/2019
B
Pennsylvania 10/28/2016
B
Iowa 3/19/2024
B
South Carolina 6/1/2021
B
Kentucky 11/25/2024
B
Tennessee 1/25/2023
B
Maryland 10/15/2018
B
Texas 6/27/2016
B
Massachusetts 5/6/2016
IA
Texas 8/7/2017
B
Michigan 10/15/2018
B
Utah 5/22/2017
B
Missouri 2/15/2019
B
Virginia 10/15/2018
B
Nebraska 10/28/2016
B
Washington 4/29/2016
B
New Hampshire 9/8/2023
SRO Registrations
B
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IA
Registered with this firm since 5/3/2016
B
Registered with this firm since 4/29/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/06/2006 - 05/12/2016 | ALBUQUERQUE, NM | |
B | 11/04/2003 - 05/12/2016 | ALBUQUERQUE, NM |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.