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Detailed Report
BRENT NEVIN TOWNSEND
CRD#: 4651613
IA
Investment Adviser
B
Broker
ADVISORY SERVICES NETWORKCRD#: 146051 433 4TH STREET, SW
HICKORY, NC 28602
KOVACK SECURITIES INC.CRD#: 44848 433 4th st. SW
Hickory, NC 28602
Registration History
200420062008201020122014201620182020202220242026IAADVISORY SERVICES NETWORK (CRD# 146051)2012 - Present (12 years)BKOVACK SECURITIES INC. (CRD# 44848)2014 - Present (10 years)BRESOURCE HORIZONS GROUP LLC (CRD# 104368)2012 - 2014 (2 years)BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2003 - 2012 (9 years)IATHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2004 - 2012 (7 years)
License(s)

State Registrations

B
Florida 10/16/2014
B
North Carolina 10/15/2014
B
Missouri 10/23/2015
B
South Carolina 10/15/2014
B
New York 8/24/2017
B
Tennessee 10/21/2022
IA
North Carolina 4/10/2012

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVISORY SERVICES NETWORK (CRD#:146051)
433 4TH STREET, SW, HICKORY, NC 28602
Registered with this firm since 4/10/2012
B
KOVACK SECURITIES INC. (CRD#:44848)
433 4th st. SW, Hickory, NC 28602
Registered with this firm since 10/15/2014
Previous Registration(s)
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B
 04/02/2012 - 10/15/2014 RESOURCE HORIZONS GROUP LLC (CRD#:104368) HICKORY, NC
IA
 05/13/2004 - 04/10/2012 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) HICKORY, NC
B
 04/17/2003 - 04/10/2012 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) HICKORY, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.