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ERICA R LUCKE
CRD#: 4651434
IA
B
GALLAGHER FIDUCIARY ADVISORS, LLCCRD#: 146509 2104 WEST LABURNUM AVE., Ste. 101
Richmond, VA 23227
Richmond, VA 23227
OSAIC WEALTH, INC.CRD#: 23131 2104 West Laburnum Ave
Suite 101
Richmond, VA 23227
Suite 101
Richmond, VA 23227
0
Disclosures
19
Years of Experience
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State Registrations
IA
Virginia 7/11/2023
B
Virginia 8/23/2024
SRO Registrations
B
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IA
Registered with this firm since 7/11/2023
B
Registered with this firm since 8/23/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/18/2023 - 08/23/2024 | Richmond, VA | |
B | 10/31/2017 - 07/14/2023 | RICHMOND, VA | |
IA | 11/01/2017 - 05/19/2023 | Richmond, VA | |
IA | 06/24/2008 - 11/06/2017 | RICHMOND, VA | |
B | 09/27/2007 - 11/06/2017 | RICHMOND, VA | |
B | 07/18/2005 - 10/04/2007 | RICHMOND, VA |
RICHMOND, VA
06/24/2008 - 11/06/2017
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.