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MARK EDWARD TRAVIS
MARK TRAVIS
CRD#: 4651376
IA
Investment Adviser
B
Broker
HILLTOP SECURITIES INC.CRD#: 6220 70 NORTHEAST LOOP 410
SUITE 750
SAN ANTONIO, TX 78216
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2011 - 2023 (12 years)2 FIRMS2023 - Present (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2003 - 2011 (8 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - 2011 (7 years)
License(s)

State Registrations

B
Arizona 8/11/2023

B
North Carolina 8/11/2023

IA
Arizona 11/24/2023

IA
North Carolina 11/27/2023

B
California 8/11/2023

B
Pennsylvania 8/11/2023

IA
California 11/16/2023

IA
Pennsylvania 11/17/2023

B
Florida 9/20/2023

B
Texas 8/11/2023

IA
Florida 9/21/2023

IA
Texas 8/11/2023

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HILLTOP SECURITIES INC. (CRD#:6220)
70 NORTHEAST LOOP 410 SUITE 750, SAN ANTONIO, TX 78216
Registered with this firm since 8/11/2023

B
HILLTOP SECURITIES INC. (CRD#:6220)
70 NORTHEAST LOOP 410 SUITE 750, SAN ANTONIO, TX 78216
Registered with this firm since 8/11/2023

Previous Registration(s)
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IA
06/15/2011 - 09/28/2023 SWBC INVESTMENT COMPANY (CRD#:140994) SAN ANTONIO, TX
B
06/15/2011 - 09/28/2023 SWBC INVESTMENT SERVICES, LLC (CRD#:133715) SAN ANTONIO, TX
IA
05/19/2004 - 06/16/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN ANTONIO, TX
B
06/02/2003 - 06/16/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN ANTONIO, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.