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Detailed Report
MATTHEW HALPERN
MATHEW HALPERN
CRD#: 4651361
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 550 HILLS DR
BEDMINSTER, NJ 07921
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2006 (3 years)2 FIRMS2006 - 2022 (15 years)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Arizona 7/17/2023
B
Missouri 11/19/2024
B
California 10/5/2022
B
Nevada 10/5/2022
B
Colorado 10/5/2022
B
New Jersey 10/5/2022
B
Connecticut 10/5/2022
IA
New Jersey 12/12/2022
B
Delaware 10/5/2022
B
New York 10/5/2022
B
District of Columbia 10/5/2022
B
North Carolina 10/5/2022
B
Florida 10/5/2022
B
Ohio 10/6/2022
B
Georgia 10/5/2022
B
Oregon 10/5/2022
B
Hawaii 10/5/2022
B
Pennsylvania 10/5/2022
B
Illinois 10/5/2022
B
South Carolina 10/5/2022
B
Indiana 10/5/2022
B
Tennessee 11/23/2022
B
Kansas 9/9/2024
B
Texas 10/5/2022
B
Maine 10/5/2022
IA
Texas 11/23/2022
B
Maryland 10/5/2022
B
Utah 1/23/2025
B
Massachusetts 10/5/2022
B
Virginia 10/5/2022
B
Michigan 8/24/2023
B
Washington 10/5/2022
B
Minnesota 8/7/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
550 HILLS DR, BEDMINSTER, NJ 07921
Registered with this firm since 11/23/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
550 HILLS DR, BEDMINSTER, NJ 07921
Registered with this firm since 10/5/2022
Previous Registration(s)
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IA
 09/29/2006 - 07/21/2022 BLACKROCK INVESTMENT MANAGEMENT, LLC (CRD#:108928) PRINCETON, NJ
B
 09/29/2006 - 07/21/2022 BLACKROCK INVESTMENTS, LLC (CRD#:38642) PRINCETON, NJ
IA
 05/06/2003 - 09/29/2006 MERRILL LYNCH INVESTMENT MANAGERS LP (CRD#:105068) PLAINSBORO, NJ
B
 07/17/2003 - 09/29/2006 FAM DISTRIBUTORS, INC. (CRD#:4100) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.