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Allison POWELL Sharpe
ALLISON ELAINE POWELL, ALLISON ELAINE POWELL SHARPE, ALLISON POWELL SHARPE, ALLISON ELAINE SHARPE
CRD#: 4650790
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1 N PACK SQ
ASHEVILLE, NC 28801
ASHEVILLE, NC 28801
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Disclosures
21
Years of Experience
View By:
State Registrations
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Alabama 12/2/2015
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New Hampshire 12/2/2015
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Alaska 12/2/2015
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New Jersey 12/2/2015
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Arizona 12/2/2015
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New Mexico 12/2/2015
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California 12/2/2015
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New York 12/2/2015
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Colorado 12/2/2015
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North Carolina 12/2/2015
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Connecticut 12/2/2015
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North Carolina 12/3/2015
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Florida 12/2/2015
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North Dakota 5/19/2023
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Georgia 12/2/2015
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Ohio 12/2/2015
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Idaho 11/17/2022
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Oklahoma 12/2/2015
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Illinois 12/2/2015
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Oregon 12/2/2015
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Indiana 9/28/2021
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Pennsylvania 12/2/2015
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Kentucky 1/6/2023
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Rhode Island 12/2/2015
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Maine 12/2/2015
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South Carolina 12/2/2015
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Maryland 12/2/2015
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Tennessee 12/2/2015
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Massachusetts 12/2/2015
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Texas 12/2/2015
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Michigan 12/2/2015
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Texas 12/23/2015
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Minnesota 12/2/2015
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Vermont 7/17/2023
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Mississippi 5/15/2019
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Virginia 12/2/2015
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Missouri 6/1/2020
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Washington 12/2/2015
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Montana 12/2/2015
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Wisconsin 12/2/2015
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Nevada 10/11/2017
SRO Registrations
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Registered with this firm since 12/2/2015
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Registered with this firm since 12/2/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/13/2005 - 11/17/2015 | RALEIGH, NC | |
B | 04/08/2005 - 11/17/2015 | RALEIGH, NC | |
IA | 01/03/2005 - 02/15/2005 | DURHAM, NC | |
B | 01/03/2005 - 02/15/2005 | ATLANTA, GA | |
IA | 08/22/2003 - 01/03/2005 | DURHAM, NC | |
B | 08/22/2003 - 01/03/2005 | DURHAM, NC | |
IA | 07/08/2003 - 08/20/2003 | RALEIGH, NC | |
B | 07/08/2003 - 08/20/2003 | MINNEAPOLIS, MN | |
B | 07/08/2003 - 08/20/2003 | MINNEAPOLIS, MN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.