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FRANK J COLUCCI IV
FRANK J COLUCCI, FRANK JAMES COLUCCI IV
CRD#: 4650496
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 28100 US HWY 19 N
STE 101
CLEARWATER, FL 33761-2657
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 28100 US HWY 19 N STE 101
CLEARWATER, FL 33761-2635
Registration History
2004200620082010201220142016201820202022202420263 FIRMS2003 - 2003 (<1 year)2 FIRMS2007 - 2011 (4 years)2 FIRMS2011 - 2024 (12 years)2 FIRMS2024 - Present (<1 year)BAMSOUTH INVESTMENT SERVICES, INC. (CRD# 15692)2003 - 2007 (3 years)IAAMSOUTH INVESTMENT MANAGEMENT ... (CRD# 111757)2004 - 2007 (2 years)
License(s)

State Registrations

B
California 8/20/2024

B
North Carolina 11/8/2024

B
Colorado 8/20/2024

IA
Pennsylvania 6/24/2024

B
Florida 6/5/2024

B
Pennsylvania 7/17/2024

IA
Florida 6/25/2024

B
Tennessee 8/20/2024

B
Louisiana 11/8/2024

IA
Texas 6/21/2024

B
Massachusetts 7/17/2024

B
Texas 7/17/2024

B
New Jersey 7/17/2024

B
Wisconsin 11/22/2024

B
New York 8/20/2024

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
28100 US HWY 19 N STE 101, CLEARWATER, FL 33761-2657
Registered with this firm since 6/21/2024

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
28100 US HWY 19 N STE 101, CLEARWATER, FL 33761-2635
TRINITY, FL
Registered with this firm since 6/5/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/19/2011 - 05/14/2024 MORGAN STANLEY (CRD#:149777) Tampa, FL
B
09/13/2011 - 05/14/2024 MORGAN STANLEY (CRD#:149777) Tampa, FL
IA
03/06/2007 - 09/14/2011 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) CLEARWATER, FL
B
02/13/2007 - 09/14/2011 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) CLEARWATER, FL
IA
04/23/2004 - 02/20/2007 AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC (CRD#:111757) CLEARWATER, FL
B
10/20/2003 - 02/13/2007 AMSOUTH INVESTMENT SERVICES, INC. (CRD#:15692) CLEARWATER, FL
IA
06/10/2003 - 07/29/2003 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) TAMPA, FL
B
05/26/2003 - 07/29/2003 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
05/26/2003 - 07/29/2003 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.