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NICHOLAS R BIDDLE
NICK BIDDLE
CRD#: 4649317
IA
B
OSAIC WEALTH, INC.CRD#: 23131 251 COREY AVENUE
ST PETE BEACH, FL 33706
ST PETE BEACH, FL 33706
View By:
2/4/2025
Customer Dispute
Pending
State Registrations
B
Arizona 11/3/2023
B
New York 11/3/2023
B
Connecticut 11/3/2023
B
North Carolina 11/3/2023
B
Florida 11/3/2023
IA
North Carolina 11/3/2023
IA
Florida 11/3/2023
B
Ohio 11/3/2023
B
Georgia 11/3/2023
B
Oklahoma 11/3/2023
IA
Georgia 11/3/2023
B
Oregon 11/3/2023
B
Illinois 11/3/2023
IA
Oregon 11/3/2023
IA
Illinois 11/3/2023
B
Pennsylvania 11/3/2023
B
Kansas 11/3/2023
IA
Pennsylvania 11/3/2023
B
Maryland 11/3/2023
B
South Carolina 11/3/2023
IA
Maryland 11/3/2023
IA
South Carolina 11/3/2023
B
Massachusetts 11/3/2023
B
Texas 11/3/2023
IA
Massachusetts 11/3/2023
IA
Texas 11/3/2023
B
Michigan 11/3/2023
B
Virginia 11/3/2023
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Michigan 11/3/2023
B
Washington 11/3/2023
B
New Hampshire 11/3/2023
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Washington 11/3/2023
IA
New Hampshire 11/3/2023
B
Wisconsin 11/3/2023
B
New Jersey 11/3/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
Registered with this firm since 11/3/2023
B
Registered with this firm since 11/3/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/17/2017 - 11/03/2023 | ST PETE BEACH, FL | |
B | 10/17/2017 - 11/03/2023 | ST PETE BEACH, FL | |
IA | 07/03/2012 - 10/24/2017 | ST. PETE BEACH, FL | |
B | 08/31/2010 - 10/24/2017 | ST. PETE BEACH, FL | |
IA | 04/13/2012 - 08/01/2012 | ST. PETE BEACH, FL | |
B | 08/15/2005 - 08/26/2010 | ST. PETERSBURG, FL | |
B | 10/14/2004 - 08/05/2005 | MONTGOMERY, AL | |
B | 08/29/2003 - 10/13/2004 | BIRMINGHAM, AL |
ST. PETE BEACH, FL
07/03/2012 - 10/24/2017
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.