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Registration History
200420062008201020122014201620182020202220242026IAPROSPERITY WEALTH MANAGEMENT (CRD# 305940)2021 - Present (3 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2004 - 2019 (14 years)IAPROSPERITY WEALTH MANAGEMENT (CRD# 305940)2019 - 2021 (1 year)IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2009 - 2019 (10 years)
Disclosure(s)
View By:
12/20/2019
Customer Dispute
Settled
1/2/2009
Customer Dispute
Denied
License(s)

State Registrations

IA
Texas 11/1/2021

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Virginia 8/10/2022

Current Registration(s)
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PROSPERITY WEALTH MANAGEMENT (CRD#:305940)
PORT HAYWOOD, VA
Registered with this firm since 11/1/2021

Previous Registration(s)
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11/26/2019 - 10/21/2021 PROSPERITY WEALTH MANAGEMENT (CRD#:305940) Richmond, VA
IA
06/08/2009 - 08/20/2019 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) RICHMOND, VA
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09/14/2004 - 08/20/2019 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) RICHMOND, VA
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.