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DANIEL ALEXANDER ANTONIOU
DANIEL A ANTONIOU, DANIEL ALEXANDER ANTONIOU
CRD#: 4647822
IA
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MORGAN STANLEYCRD#: 149777 28 State Street 26Th Floor
Boston, MA 02109
Boston, MA 02109
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Disclosures
20
Years of Experience
View By:
State Registrations
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Arizona 10/21/2022
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Nevada 11/6/2017
B
California 6/1/2009
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New Hampshire 6/1/2009
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Colorado 6/1/2009
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New Jersey 6/1/2009
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Connecticut 6/1/2009
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New York 6/1/2009
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Connecticut 4/12/2011
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North Carolina 6/1/2009
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District of Columbia 6/1/2009
B
Ohio 1/18/2019
B
Florida 6/1/2009
B
Oklahoma 9/27/2023
B
Georgia 6/1/2009
B
Oregon 5/3/2023
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Illinois 6/1/2009
B
Pennsylvania 6/1/2009
B
Indiana 6/26/2024
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Rhode Island 6/1/2009
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Maine 6/1/2009
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South Carolina 1/11/2019
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Maryland 9/12/2019
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Texas 7/16/2019
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Massachusetts 6/1/2009
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Texas 4/23/2020
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Michigan 6/1/2009
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Vermont 6/1/2009
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Minnesota 1/4/2023
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Virginia 6/1/2009
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Missouri 6/1/2009
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Washington 5/14/2020
SRO Registrations
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Registered with this firm since 4/12/2011
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 12/17/2008 - 06/01/2009 | BOSTON, MA | |
IA | 05/28/2008 - 08/26/2008 | NEWTON, MA | |
B | 05/22/2008 - 08/26/2008 | NEWTON, MA | |
IA | 02/28/2007 - 12/14/2007 | NEWTON, MA | |
B | 02/27/2007 - 12/14/2007 | NEWTON, MA | |
IA | 05/30/2006 - 12/04/2006 | BOSTON, MA | |
B | 05/19/2006 - 12/04/2006 | BOSTON, MA | |
IA | 02/16/2005 - 12/13/2005 | MANCHESTER, NH | |
B | 01/21/2005 - 12/13/2005 | PURCHASE, NY | |
B | 06/23/2003 - 01/11/2005 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.