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CHRISTINE MARIE DRONE
CHRISTINE MARIE JACKSON, CHRISTINE MARIE TONER, CHRISTINE MARIE WHOLIHAN
CRD#: 4647139
IA
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RBC CAPITAL MARKETS, LLCCRD#: 31194 1819 Main Street
Suite 1100
Sarasota, FL 34236-5999
Suite 1100
Sarasota, FL 34236-5999
View By:
3/13/2014
Regulatory
Final
State Registrations
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Alabama 11/30/2022
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Nevada 3/6/2023
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California 11/30/2022
B
New Jersey 11/30/2022
B
Colorado 11/30/2022
B
New Mexico 11/30/2022
B
Connecticut 11/30/2022
B
New York 11/29/2022
B
Delaware 11/30/2022
B
North Carolina 1/11/2021
B
Florida 1/11/2021
B
Ohio 11/30/2022
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Florida 1/19/2021
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Oklahoma 2/14/2024
B
Georgia 1/22/2021
B
Oregon 12/1/2022
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Illinois 12/14/2022
B
Pennsylvania 11/30/2022
B
Indiana 12/1/2022
B
South Carolina 1/11/2021
B
Kansas 11/30/2022
B
Tennessee 1/3/2023
B
Maryland 12/5/2022
B
Texas 11/30/2022
B
Massachusetts 11/29/2022
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Texas 12/6/2022
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Michigan 12/2/2022
B
Virginia 1/11/2021
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Minnesota 11/30/2022
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Washington 11/29/2022
B
Mississippi 12/2/2022
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West Virginia 12/1/2022
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Missouri 3/2/2023
B
Wyoming 12/5/2024
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 1/19/2021
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Registered with this firm since 1/11/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/28/2017 - 01/14/2021 | SARASOTA, FL | |
B | 09/27/2017 - 01/14/2021 | SARASOTA, FL | |
IA | 10/28/2016 - 09/28/2017 | BRADENTON, FL | |
B | 01/14/2014 - 09/28/2017 | BRADENTON, FL | |
IA | 01/16/2014 - 12/31/2016 | BRADENTON, FL | |
IA | 01/22/2008 - 06/26/2013 | MADISON, WI | |
B | 01/22/2008 - 06/26/2013 | MADISON, WI | |
IA | 07/11/2006 - 01/18/2008 | MADISON, WI | |
B | 09/14/2007 - 12/14/2007 | MADISON, WI | |
IA | 05/19/2003 - 06/20/2006 | MADISON, WI |
MADISON, WI
07/11/2006 - 01/18/2008
MADISON, WI
05/19/2003 - 06/20/2006
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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