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ANITA RACHEL THOMAS
ANITA RACHEL PALLATHU THOMAS, ANITA R THOMAS
CRD#: 4647120
IA
B
MORGAN STANLEYCRD#: 149777 61 South Paramus Road
3Rd Floor
Paramus, NJ 07652
3Rd Floor
Paramus, NJ 07652
0
Disclosures
16
Years of Experience
View By:
State Registrations
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Alabama 5/8/2024
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Nebraska 5/8/2024
B
Alaska 5/8/2024
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Nevada 5/8/2024
B
Arizona 5/8/2024
B
New Hampshire 5/8/2024
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Arkansas 5/8/2024
B
New Jersey 5/19/2022
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California 5/8/2024
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New Jersey 11/30/2023
B
Colorado 5/8/2024
B
New Mexico 5/8/2024
B
Connecticut 5/8/2024
B
New York 3/7/2024
B
Delaware 5/8/2024
B
North Carolina 5/8/2024
B
District of Columbia 5/8/2024
B
North Dakota 5/8/2024
B
Florida 5/8/2024
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Ohio 5/9/2024
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Georgia 5/8/2024
B
Oklahoma 5/8/2024
B
Hawaii 5/8/2024
B
Oregon 5/8/2024
B
Idaho 5/8/2024
B
Pennsylvania 5/8/2024
B
Illinois 5/8/2024
B
Rhode Island 5/8/2024
B
Indiana 5/8/2024
B
South Carolina 5/8/2024
B
Iowa 5/8/2024
B
South Dakota 5/8/2024
B
Kansas 5/8/2024
B
Tennessee 5/8/2024
B
Kentucky 5/8/2024
B
Texas 5/8/2024
B
Louisiana 5/8/2024
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Texas 5/10/2024
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Maine 5/8/2024
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Utah 5/8/2024
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Maryland 5/8/2024
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Vermont 5/8/2024
B
Massachusetts 3/7/2024
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Virgin Islands 5/8/2024
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Michigan 5/8/2024
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Virginia 5/8/2024
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Minnesota 5/8/2024
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Washington 3/7/2024
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Mississippi 5/8/2024
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West Virginia 5/8/2024
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Missouri 5/8/2024
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Wisconsin 5/8/2024
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Montana 5/8/2024
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Wyoming 5/8/2024
SRO Registrations
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Registered with this firm since 11/30/2023
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Registered with this firm since 5/19/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/21/2022 - 04/15/2022 | MONTVALE, NJ | |
B | 04/22/2013 - 04/09/2021 | PARK RIDGE, NJ | |
IA | 07/06/2005 - 11/07/2008 | SCOTTSDALE, AZ | |
B | 07/06/2005 - 11/07/2008 | SCOTTSDALE, AZ | |
IA | 01/28/2004 - 07/06/2005 | PHOENIX, AZ | |
B | 01/20/2004 - 07/06/2005 | CHICAGO, IL | |
B | 05/15/2003 - 12/15/2003 | MINNEAPOLIS, MN | |
B | 05/15/2003 - 12/15/2003 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.