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Detailed Report
EVAN TEPPER
CRD#: 4646791
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 200 BROADHOLLOW ROAD
SUITE 405
MELVILLE, NY 11747
Registration History
200420062008201020122014201620182020202220242026IAPARK AVENUE SECURITIES LLC (CRD# 46173)2021 - Present (3 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2006 - Present (18 years)BWESTPARK CAPITAL, INC. (CRD# 39914)2006 - 2006 (<1 year)BSALOMON GREY FINANCIAL CORPORATION (CRD# 43413)2005 - 2006 (1 year)BLH ROSS & COMPANY, INC. (CRD# 37920)2003 - 2005 (1 year)BFIRST MONTAUK SECURITIES CORP. (CRD# 13755)2003 - 2003 (<1 year)
License(s)

State Registrations

B
Arizona 1/12/2018
B
New York 12/5/2006
B
California 9/11/2018
IA
New York 4/16/2021
B
Colorado 1/5/2015
B
North Carolina 5/28/2008
B
Connecticut 3/17/2016
B
Oregon 3/25/2021
B
Florida 10/24/2013
B
Pennsylvania 11/23/2015
B
Georgia 2/1/2022
B
South Carolina 1/12/2018
B
Maryland 1/14/2014
B
Texas 8/21/2018
B
New Jersey 9/12/2011
B
Virginia 2/9/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
200 BROADHOLLOW ROAD SUITE 405, MELVILLE, NY 11747
Registered with this firm since 4/16/2021
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
200 BROADHOLLOW ROAD SUITE 405, MELVILLE, NY 11747
Registered with this firm since 12/5/2006
Previous Registration(s)
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B
 03/01/2006 - 10/18/2006 WESTPARK CAPITAL, INC. (CRD#:39914) ISLANDIA, NY
B
 03/18/2005 - 03/01/2006 SALOMON GREY FINANCIAL CORPORATION (CRD#:43413)
FINRA expelled the firm on 04/27/2006
DALLAS, TX
B
 08/22/2003 - 03/17/2005 LH ROSS & COMPANY, INC. (CRD#:37920)
FINRA expelled the firm on 03/17/2005
BOCA RATON, FL
B
 08/21/2003 - 08/26/2003 FIRST MONTAUK SECURITIES CORP. (CRD#:13755) RED BANK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.