Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JUDITH DANIEL
CRD#: 4646474
IA
B
MORGAN STANLEYCRD#: 149777 1650 Market Street 42Nd Floor
Philadelphia, PA 19103
Philadelphia, PA 19103
0
Disclosures
21
Years of Experience
View By:
State Registrations
B
Alabama 11/23/2016
B
Nevada 5/28/2014
B
Alaska 11/27/2019
B
New Hampshire 11/29/2011
B
Arizona 1/3/2011
B
New Jersey 6/1/2009
B
Arkansas 3/3/2015
B
New Mexico 5/28/2014
B
California 6/1/2009
B
New York 6/1/2009
B
Colorado 1/3/2011
B
North Carolina 11/30/2011
B
Connecticut 6/1/2009
B
Ohio 11/29/2011
B
Delaware 6/1/2009
B
Oklahoma 9/11/2017
B
District of Columbia 1/3/2011
B
Oregon 1/24/2018
B
Florida 6/1/2009
B
Pennsylvania 6/1/2009
B
Georgia 1/3/2011
IA
Pennsylvania 1/31/2012
B
Hawaii 5/28/2014
B
Rhode Island 1/24/2018
B
Illinois 11/29/2011
B
South Carolina 11/29/2011
B
Indiana 1/3/2011
B
South Dakota 11/29/2011
B
Kansas 11/23/2016
B
Tennessee 11/29/2011
B
Kentucky 2/13/2019
B
Texas 11/29/2011
B
Maine 10/23/2014
IA
Texas 12/2/2011
B
Maryland 6/1/2009
B
Utah 5/28/2014
B
Massachusetts 6/1/2009
B
Vermont 1/24/2018
B
Michigan 11/23/2016
B
Virginia 6/1/2009
B
Minnesota 8/18/2015
B
Washington 11/29/2011
B
Missouri 5/28/2014
B
West Virginia 1/24/2018
B
Montana 2/3/2023
B
Wisconsin 1/24/2018
B
Nebraska 7/21/2016
B
Wyoming 1/24/2018
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 12/2/2011
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/16/2006 - 06/01/2009 | PHILADELPHIA, PA | |
B | 04/15/2003 - 11/09/2006 | PHILADELPHIA, PA |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.