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BRETT BARTON SHARKEY
CRD#: 4646380
IA
Investment Adviser
B
Broker
THREE BRIDGE WEALTH ADVISORSCRD#: 150460 240 THIRD STREET
SUITE 110
LOS ALTOS, CA 94022
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 240 Third Street
Suite 110
Los Altos, CA 94022
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2009 (6 years)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2010 - 2011 (1 year)IATHREE BRIDGE WEALTH ADVISORS (CRD# 150460)2020 - Present (5 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2017 - Present (7 years)BSANCTUARY SECURITIES LLC (CRD# 144091)2011 - 2017 (5 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2009 - 2010 (<1 year)IATHREE BRIDGE WEALTH ADVISORS (CRD# 150460)2009 - 2018 (9 years)
License(s)

State Registrations

B
California 5/30/2017

B
Oklahoma 5/30/2017

IA
California 2/25/2020

B
South Dakota 5/30/2017

B
Colorado 5/30/2017

B
Virginia 5/30/2017

B
Nevada 5/30/2017

B
Washington 5/30/2017

IA
New York 9/16/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THREE BRIDGE WEALTH ADVISORS (CRD#:150460)
240 THIRD STREET SUITE 110, LOS ALTOS, CA 94022
Registered with this firm since 2/25/2020

B
PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747)
240 Third Street Suite 110, Los Altos, CA 94022
Registered with this firm since 5/30/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/14/2009 - 12/31/2018 THREE BRIDGE WEALTH ADVISORS (CRD#:150460) PORTOLA VALLEY, CA
B
11/17/2011 - 05/05/2017 SANCTUARY SECURITIES LLC (CRD#:144091) Portola Valley, CA
B
07/22/2010 - 11/11/2011 HIGHTOWER SECURITIES, LLC (CRD#:116681) MENLO PARK, CA
IA
11/17/2010 - 07/29/2011 HIGHTOWER ADVISORS, LLC (CRD#:145323) MENLO PARK, CA
B
08/14/2009 - 07/22/2010 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) MENLO PARK, CA
IA
06/01/2009 - 09/04/2009 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) MENLO PARK, CA
B
06/01/2009 - 09/04/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) MENLO PARK, CA
IA
06/11/2003 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MENLO PARK, CA
B
05/15/2003 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MENLO PARK, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.