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Detailed Report
ROBERT ERIC KRAUS
CRD#: 4646306
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI PRIVATE BANK
1101 PENNSYLVANIA AVE, NW, 11TH FLOOR
WASHINGTON, DC 20004
CITI PRIVATE ALTERNATIVES, LLCCRD#: 153777 CITI PRIVATE BANK
1101 Pennsylvania Ave., NW, 11th Floor
Washington, DC 20004
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2009 (4 years)3 FIRMS2017 - Present (7 years)IAASB CAPITAL MANAGEMENT LLC (CRD# 110995)2008 - 2017 (9 years)IACHEVY CHASE TRUST COMPANY (CRD# 110742)2006 - 2017 (11 years)
License(s)

State Registrations

B
Alabama 7/24/2017
B
Montana 7/24/2017
B
Alaska 7/24/2017
B
Nebraska 7/24/2017
B
Arizona 7/24/2017
B
Nevada 7/24/2017
B
Arkansas 7/24/2017
B
New Hampshire 7/24/2017
B
California 7/24/2017
B
New Jersey 7/24/2017
B
Colorado 7/24/2017
B
New Mexico 7/24/2017
B
Connecticut 7/24/2017
B
New York 7/24/2017
B
Delaware 7/24/2017
B
North Carolina 7/24/2017
B
District of Columbia 7/11/2017
B
North Dakota 7/24/2017
IA
District of Columbia 8/2/2017
B
Ohio 7/24/2017
B
Florida 7/24/2017
B
Oklahoma 7/24/2017
B
Georgia 7/24/2017
B
Oregon 7/24/2017
B
Hawaii 7/24/2017
B
Pennsylvania 7/24/2017
B
Idaho 7/24/2017
B
Puerto Rico 7/24/2017
B
Illinois 7/24/2017
B
Rhode Island 7/24/2017
B
Indiana 7/24/2017
B
South Carolina 7/24/2017
B
Iowa 7/24/2017
B
South Dakota 7/24/2017
B
Kansas 7/24/2017
B
Tennessee 7/24/2017
B
Kentucky 7/24/2017
B
Texas 7/24/2017
B
Louisiana 7/24/2017
B
Utah 7/24/2017
B
Maine 7/24/2017
B
Vermont 7/24/2017
B
Maryland 7/24/2017
B
Virgin Islands 7/24/2017
B
Massachusetts 7/24/2017
B
Virginia 7/24/2017
B
Michigan 7/24/2017
B
Washington 7/24/2017
B
Minnesota 7/24/2017
B
West Virginia 7/24/2017
B
Mississippi 7/24/2017
B
Wisconsin 7/24/2017
B
Missouri 7/24/2017
B
Wyoming 7/24/2017

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK 1101 PENNSYLVANIA AVE, NW, 11TH FLOOR, WASHINGTON, DC 20004
Bethesda, MD
Registered with this firm since 8/2/2017
B
CITI PRIVATE ALTERNATIVES, LLC (CRD#:153777)
CITI PRIVATE BANK 1101 Pennsylvania Ave., NW, 11th Floor, Washington, DC 20004
Bethesda, MD
Registered with this firm since 7/27/2017
B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK 1101 PENNSYLVANIA AVE, NW, 11TH FLOOR, WASHINGTON, DC 20004
Bethesda, MD
Registered with this firm since 7/11/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/29/2008 - 07/05/2017 ASB CAPITAL MANAGEMENT LLC (CRD#:110995) BETHESDA, MD
IA
 06/14/2006 - 07/05/2017 CHEVY CHASE TRUST COMPANY (CRD#:110742) BETHESDA, MD
IA
 07/07/2004 - 03/20/2009 CHEVY CHASE FINANCIAL SERVICES (CRD#:14894) BETHESDA, MD
B
 06/07/2004 - 03/20/2009 CHEVY CHASE FINANCIAL SERVICES (CRD#:14894) BETHESDA, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.