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Detailed Report
SHAUN CHRISTOPHER MARLINE
CRD#: 4645930
IA
Investment Adviser
B
Broker
INDEPENDENT ADVISOR ALLIANCE, LLCCRD#: 168267 11 E Superior St.
Suite 570
Duluth, MN 55802
LPL FINANCIAL LLCCRD#: 6413 11 E SUPERIOR ST STE 510
DULUTH, MN 55802
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2008 (3 years)2 FIRMS2008 - 2010 (2 years)2 FIRMS2010 - 2017 (7 years)2 FIRMS2017 - Present (7 years)BWADDELL & REED, INC. (CRD# 866)2003 - 2004 (1 year)
License(s)

State Registrations

B
Alabama 1/3/2022
B
Mississippi 1/3/2022
B
Arizona 7/26/2017
B
New Jersey 1/3/2022
B
California 9/8/2020
B
New Mexico 1/3/2022
B
Colorado 7/26/2017
B
North Carolina 1/3/2022
B
Florida 7/26/2017
B
North Dakota 7/26/2017
B
Georgia 8/7/2023
B
Oklahoma 1/3/2022
B
Hawaii 1/3/2022
B
Oregon 7/26/2017
B
Illinois 7/26/2017
B
South Dakota 7/26/2017
B
Indiana 1/3/2022
B
Texas 7/26/2017
B
Iowa 7/26/2017
B
Utah 7/26/2017
B
Kansas 1/3/2022
B
Vermont 1/3/2022
B
Kentucky 1/3/2022
B
Virginia 2/2/2022
B
Massachusetts 1/3/2022
B
Washington 8/7/2017
B
Michigan 1/3/2022
B
Wisconsin 7/26/2017
B
Minnesota 7/26/2017
IA
Wisconsin 1/8/2018
IA
Minnesota 7/26/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT ADVISOR ALLIANCE, LLC (CRD#:168267)
11 E Superior St. Suite 570, Duluth, MN 55802
Registered with this firm since 7/26/2017
B
LPL FINANCIAL LLC (CRD#:6413)
11 E SUPERIOR ST STE 510, DULUTH, MN 55802
Registered with this firm since 7/26/2017
Previous Registration(s)
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IA
 05/11/2010 - 08/04/2017 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) DULUTH, MN
B
 05/07/2010 - 08/04/2017 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) DULUTH, MN
IA
 01/01/2008 - 05/10/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) DULUTH, MN
B
 01/01/2008 - 05/10/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) DULUTH, MN
B
 09/10/2004 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) DULUTH, MN
IA
 10/15/2004 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) DULUTH, MN
B
 05/19/2003 - 09/13/2004 WADDELL & REED, INC. (CRD#:866) OVERLAND PARK, KS
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.