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Registration History
200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2013 - Present (12 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - Present (17 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2003 - 2008 (4 years)
Disclosure(s)
View By:
7/1/2010
Customer Dispute
Denied
License(s)

State Registrations

B
Alaska 11/18/2024

B
New Jersey 2/9/2012

B
Arizona 1/1/2008

B
New Mexico 7/29/2016

B
California 1/1/2008

B
New York 1/1/2008

B
Colorado 1/1/2008

B
North Carolina 12/13/2017

B
Florida 1/1/2008

B
Ohio 10/14/2015

B
Illinois 1/1/2008

B
Oklahoma 9/6/2012

B
Indiana 12/16/2024

B
Pennsylvania 5/17/2017

IA
Iowa 4/15/2014

B
Tennessee 11/6/2013

B
Maine 1/3/2020

B
Texas 1/1/2008

B
Maryland 1/1/2008

IA
Texas 2/28/2013

B
Massachusetts 2/28/2008

B
Virginia 6/8/2023

B
Minnesota 1/1/2008

B
Washington 1/1/2008

B
Missouri 1/1/2008

B
Wisconsin 1/1/2008

IA
Missouri 11/1/2024

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
10369 CLAYTON RD, FRONTENAC, MO 63131
ST LOUIS, MO
Registered with this firm since 2/28/2013

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
10369 CLAYTON RD, FRONTENAC, MO 63131
ST LOUIS, MO
Registered with this firm since 1/1/2008

Previous Registration(s)
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B
05/16/2003 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.