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Detailed Report
ZORAN JOHANAN VAZ
CRD#: 4644984
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 68 S SERVICE RD STE 200
MELVILLE, NY 11747
Registration History
200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2021 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2011 - Present (13 years)BDAVID LERNER ASSOCIATES, INC. (CRD# 5397)2003 - 2011 (8 years)
Disclosure(s)
View By:
9/26/2011
Customer Dispute
Withdrawn
License(s)

State Registrations

B
Arizona 11/4/2011
B
New Jersey 11/4/2011
B
California 11/4/2011
B
New York 11/4/2011
B
Colorado 11/4/2011
IA
New York 7/27/2021
B
Connecticut 11/4/2011
B
North Carolina 11/4/2011
B
Delaware 11/4/2011
B
Ohio 11/4/2011
B
Florida 11/4/2011
B
Pennsylvania 11/4/2011
B
Georgia 10/8/2018
B
South Carolina 11/4/2011
B
Illinois 12/22/2021
B
Tennessee 1/29/2018
B
Maryland 11/4/2011
B
Texas 3/23/2012
B
Massachusetts 11/4/2011
B
Virginia 11/4/2011
B
Nevada 3/23/2012
B
Washington 12/20/2023

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
68 S SERVICE RD STE 200, MELVILLE, NY 11747
Registered with this firm since 7/27/2021
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
68 S SERVICE RD STE 200, MELVILLE, NY 11747
Registered with this firm since 11/4/2011
Previous Registration(s)
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B
 05/05/2003 - 11/16/2011 DAVID LERNER ASSOCIATES, INC. (CRD#:5397) SYOSSET, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.