• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
TIMOTHY RICHARD ZIOLA
CRD#: 4644418
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 13120 PIERCE STREET
SUITE 200
OMAHA, NE 68144
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2011 - 2014 (3 years)2 FIRMS2014 - Present (10 years)BEDWARD JONES (CRD# 250)2003 - 2011 (7 years)IAEDWARD JONES (CRD# 250)2007 - 2011 (4 years)
License(s)

State Registrations

B
Alabama 2/6/2015

B
Nebraska 9/12/2014

B
Alaska 8/18/2015

IA
Nebraska 9/12/2014

B
Arizona 9/12/2014

B
Nevada 10/5/2015

B
Arkansas 2/9/2016

B
New Jersey 8/19/2016

B
California 9/12/2014

B
New Mexico 8/18/2015

B
Colorado 9/12/2014

B
New York 8/18/2015

B
Connecticut 10/27/2022

B
North Carolina 10/18/2016

B
District of Columbia 3/21/2018

B
North Dakota 10/2/2017

B
Florida 9/12/2014

B
Ohio 6/1/2017

B
Georgia 8/18/2015

B
Oklahoma 9/12/2014

B
Hawaii 7/26/2016

B
Oregon 9/12/2014

B
Idaho 10/2/2017

B
Pennsylvania 10/5/2015

B
Illinois 9/12/2014

B
Rhode Island 6/13/2018

B
Indiana 8/18/2015

B
South Carolina 8/18/2015

B
Iowa 9/12/2014

B
South Dakota 8/18/2015

B
Kansas 9/12/2014

B
Tennessee 9/12/2014

B
Kentucky 10/14/2016

B
Texas 9/12/2014

B
Louisiana 3/24/2016

IA
Texas 10/24/2014

B
Maine 3/12/2019

B
Utah 9/16/2020

B
Maryland 8/18/2015

B
Vermont 10/2/2017

B
Massachusetts 7/18/2018

B
Virginia 6/1/2017

B
Michigan 3/18/2015

B
Washington 10/5/2015

B
Minnesota 9/12/2014

B
West Virginia 6/1/2017

B
Mississippi 1/2/2019

B
Wisconsin 11/10/2014

B
Missouri 9/12/2014

B
Wyoming 7/26/2016

B
Montana 10/29/2020

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
13120 PIERCE STREET SUITE 200, OMAHA, NE 68144
Registered with this firm since 9/12/2014

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
13120 PIERCE STREET SUITE 200, OMAHA, NE 68144
Registered with this firm since 9/12/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/11/2011 - 09/25/2014 RBC CAPITAL MARKETS, LLC (CRD#:31194) OMAHA, NE
B
03/04/2011 - 09/25/2014 RBC CAPITAL MARKETS, LLC (CRD#:31194) OMAHA, NE
IA
02/08/2007 - 03/07/2011 EDWARD JONES (CRD#:250) LA VISTA, NE
B
05/13/2003 - 03/07/2011 EDWARD JONES (CRD#:250) LA VISTA, NE
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.