• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Ronnie Cavazos Haim
RONNIE HAIM
CRD#: 4644061
IA
Investment Adviser
B
Broker
CAPITAL ALLIANCE WEALTH MANAGEMENTCRD#: 315548 4079 DE ZAVALA RD
SAN ANTONIO, TX 78249
THE LEADERS GROUP, INC.CRD#: 37157 San Antonio, TX
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2006 (3 years)2 FIRMS2006 - 2009 (2 years)2 FIRMS2021 - Present (3 years)BIFP SECURITIES, LLC (CRD# 297287)2019 - 2021 (2 years)BLPL FINANCIAL LLC (CRD# 6413)2009 - 2019 (10 years)IAINDEPENDENT FINANCIAL PARTNERS (CRD# 125112)2012 - 2021 (9 years)IALPL FINANCIAL LLC (CRD# 6413)2009 - 2012 (2 years)IAMETLIFE SECURITIES INC. (CRD# 14251)2004 - 2006 (2 years)
License(s)

State Registrations

B
California 7/27/2021

B
Texas 7/28/2021

IA
Texas 7/15/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL ALLIANCE WEALTH MANAGEMENT (CRD#:315548)
4079 DE ZAVALA RD, SAN ANTONIO, TX 78249
Registered with this firm since 7/15/2021

B
THE LEADERS GROUP, INC. (CRD#:37157)
San Antonio, TX
Registered with this firm since 7/27/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/03/2012 - 06/07/2021 INDEPENDENT FINANCIAL PARTNERS (CRD#:125112) Shavano Park, TX
B
05/23/2019 - 06/07/2021 IFP SECURITIES, LLC (CRD#:297287) San Antonio, TX
B
03/16/2009 - 05/23/2019 LPL FINANCIAL LLC (CRD#:6413) SHAVANO PARK, TX
IA
03/16/2009 - 02/07/2012 LPL FINANCIAL LLC (CRD#:6413) SHAVANO PARK, TX
IA
06/01/2006 - 03/26/2009 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) SAN ANTONIO, TX
B
05/04/2006 - 03/26/2009 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) SAN ANTONIO, TX
IA
03/04/2004 - 05/05/2006 METLIFE SECURITIES INC. (CRD#:14251) SAN ANTONIO, TX
B
04/15/2003 - 05/05/2006 METLIFE SECURITIES INC. (CRD#:14251) SAN ANTONIO, TX
B
04/15/2003 - 05/05/2006 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) SAN ANTONIO, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.