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ASHLEY DIANA RINAUDO
ASHLEY DIANA ORR
CRD#: 4643638
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 600 West Broadway
Suite 3200
SAN DIEGO, CA 92101
Registration History
2004200620082010201220142016201820202022202420263 FIRMS2003 - 2003 (<1 year)5 FIRMS2004 - 2004 (<1 year)2 FIRMS2004 - 2006 (1 year)IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2011 - Present (14 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2006 - Present (18 years)
License(s)

State Registrations

B
California 6/9/2006

IA
California 2/1/2011

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
600 West Broadway Suite 3200, SAN DIEGO, CA 92101
Carlsbad, CA
Registered with this firm since 2/1/2011

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
600 West Broadway Suite 3200, SAN DIEGO, CA 92101
Carlsbad, CA
Registered with this firm since 6/9/2006

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/28/2004 - 06/06/2006 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) SAN DIEGO, CA
B
10/28/2004 - 06/06/2006 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) SAN DIEGO, CA
IA
09/07/2004 - 09/08/2004 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN DIEGO, CA
IA
02/03/2004 - 09/08/2004 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) SAN DIEGO, CA
B
09/07/2004 - 09/08/2004 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
02/03/2004 - 09/08/2004 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
02/03/2004 - 09/08/2004 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
IA
06/18/2003 - 10/30/2003 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) SAN DIEGO, CA
B
05/26/2003 - 10/30/2003 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
05/26/2003 - 10/30/2003 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.