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JORGE DE APODACA III
JORGE DE APODACA
CRD#: 4643234
IA
Investment Adviser
B
Broker
INSIGNEO ADVISORY SERVICES, LLCCRD#: 282589 9200 South Dadeland Blvd. Suite 306
Miami, FL 33156
INSIGNEO SECURITIES, LLCCRD#: 29249 9200 South Dadeland Blvd
Suite 306
Miami, FL 33156
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2007 - 2010 (2 years)2 FIRMS2010 - 2018 (8 years)2 FIRMS2018 - Present (6 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2003 - 2007 (3 years)IACITICORP INVESTMENT SERVICES (CRD# 23988)2006 - 2007 (1 year)
Disclosure(s)
View By:
7/30/2020
Customer Dispute
Settled
License(s)

State Registrations

B
Florida 6/29/2018

IA
Florida 7/31/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INSIGNEO ADVISORY SERVICES, LLC (CRD#:282589)
9200 South Dadeland Blvd. Suite 306, Miami, FL 33156
Registered with this firm since 7/31/2018

B
INSIGNEO SECURITIES, LLC (CRD#:29249)
9200 South Dadeland Blvd Suite 306, Miami, FL 33156
Registered with this firm since 6/29/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/25/2010 - 07/06/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MIAMI, FL
B
01/22/2010 - 07/06/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MIAMI, FL
IA
05/29/2007 - 01/28/2010 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MIAMI, FL
B
05/29/2007 - 01/28/2010 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MIAMI, FL
IA
04/11/2006 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) CORAL GABLES, FL
B
09/15/2003 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) CORAL GABLES, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.